Financial Services: Investigations and Enforcement - Hardcover

Freshfields Environment Group

 
9780406910585: Financial Services: Investigations and Enforcement
Hardcover
ISBN 10: 0406910588 ISBN 13: 9780406910585
Verlag: LexisNexis UK, 2001

Inhaltsangabe

This new book is the first available guide to the new procedures implemented by the Financial Services Authority. Written in a practical style the text brings together provisions from Financial Services and Markets Act, new FSA regulations and Lord Chancellors' rules for Appeal Tribunals. It also examines the implications of the Human Rights Act.The book covers all areas where the FSA sets out the new disciplinary regime, including: insider dealing; market abuse; breach of FSA rules/principles; other disciplinary action against member firms; assistance to foreign regulators and Stock Exchange enquiries. Covering a wide range of issues, this book sets out the practical and legal aspects of dealing with the new disciplinary and enforcement regime, and discusses the consequences for related civil or criminal proceedings.

Die Inhaltsangabe kann sich auf eine andere Ausgabe dieses Titels beziehen.

Verlag
LexisNexis UK
Erscheinungsdatum
2001
Sprache
Englisch
ISBN 10 
0406910588
ISBN 13 
9780406910585
Einband
Gebundene Ausgabe
Anzahl der Seiten
726
Herausgeber
Baker Matthew
Kontakt zum Hersteller
Nicht verfügbar
Verantwortliche Person
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