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Our five-country analysis begins with Germany, where an early marriage of scientific research and university education first led to the development of research-based universities. Claudius Gellert highlights the original meaning of the Humboldtian ideal of a unity of research, teaching, and study—of education through science—and the subsequent evolution in the nineteenth and twentieth centuries of practices developed in the name of this commanding ideal. Wilhelm von Humboldt placed the subject, not the student, at the center of his conception. In seminars and laboratories, professors and students were to join hands in the pursuit of new knowledge. Whatever the later ideological shifts in this central doctrine, the pragmatic result was a set of universities geared to academic research. By the last half of the nineteenth century, German universities were widely considered the most advanced in the world, attracting students and visiting scholars from other countries who sought to learn the newest methods of inquiry. Here were universities that concentrated on specialized research and the preparation of research specialists. Advanced education received sturdy research foundations.
However, this classic elite system has been buffeted throughout much of the twentieth century. During the first three decades the entrenched power of chairholding professors deepened the rigidities flowing from a closed academic oligarchy, with its small constraining monopolies of power. The Fascist period then brought an immense loss of talent, the denial of academic freedom and institutional autonomy, and, by 1945, a deep crisis of legitimacy for a tainted professoriate. All claims to intellectual preeminence had been lost. And hardly had German officials and scholars partially restored the universities to the ethos and capability they possessed before the rise of Hitler when expansion into mass higher education, begin-
ning in the 1960s, hit with growing force. Gellert reviews in detail the effects of a fivefold expansion between 1960 and the mid-1980s: the development of Fachhochschulen as a fast-expanding "nonuniversity" sector favored by government; the extensive overcrowding of students in universities designed for one-third or one-half of actual enrollment; the concomitant shift in professorial duties from research to teaching; and the growing anonymity of the student in the mass university, especially within a historic structure that had only weak curricular organization and that put great store in the capacity of "mature" students to make their own way among courses, programs, and universities.
The drift of research, pure and applied, from universities to other enterprises, for example, the Max Planck institutes, is yet another threat to the unity of research and teaching. If the Humdoldtian legacy is a stubborn one in Germany, much talked about and much praised, the German universities are operationally in a muddle and the old ideal is perhaps more hindrance than help. The system struggles to effect a productive differentiation among and within institutions which will maintain the unity of research, teaching, and study in certain locales even though it is explicitly and fully surrendered in others.
German higher education in the contemporary period is therefore experiencing considerable difficulty in differentiating and supporting an advanced level of university training. But inside and outside the academy, the commitment to research runs deep. The struggle is to find the organizational and funding patterns that will keep that commitment closely related to teaching and advanced study. On this critical matter, the two chapters on Germany prepared by Claudius Gellert have much to say.
Excerpted from The Research Foundations of Graduate Education: Germany, Britain, France, United States, Japanby Burton Robert Clark, editor Copyright © 1993 by Burton Robert Clark, editor. Excerpted by permission.
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