Fund Director's Guidebook: Federal Regulation of Securities Committee - Softcover

 
9781590315101: Fund Director's Guidebook: Federal Regulation of Securities Committee
Softcover
ISBN 10: 1590315103 ISBN 13: 9781590315101
Verlag: Amer Bar Assn, 2006

Inhaltsangabe

Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.

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Verlag
Amer Bar Assn
Erscheinungsdatum
2006
Sprache
Englisch
ISBN 10 
1590315103
ISBN 13 
9781590315101
Einband
Taschenbuch
Auflage
3
Anzahl der Seiten
125
Kontakt zum Hersteller
Nicht verfügbar
Verantwortliche Person
Nicht verfügbar