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Inhaltsangabe
This highly regarded guidebook will assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities. It covers open-end funds, closed-end funds, and exchange traded funds. This updated edition reflects a large number of updates since 2015, covering significant completed and pending rulemakers and other initiatives by the SEC. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform; fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion. To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally; information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund; assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions; suggestions as to how independent directors can best fulfill thier responsibilities by reference to industry practice and legal requirements; and more.
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Fund Director's Guidebook, Fifth Edition
Anbieter: World of Books (was SecondSale), Montgomery, IL, USA
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Zustand: Good. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Bestandsnummer des Verkäufers CIN163905426XG
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Fund Director's Guidebook, Fifth Edition
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Zustand: Good. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Bestandsnummer des Verkäufers CIN163905426XG
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Fund Director's Guidebook, Fifth Edition
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Zustand: Very Good. Pages intact with possible writing/highlighting. Binding strong with minor wear. Dust jackets/supplements may not be included. Stock photo provided. Product includes identifying sticker. Better World Books: Buy Books. Do Good. Bestandsnummer des Verkäufers 67570396-6
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Fund Director's Guidebook, Fifth Edition
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American Bar Association, 2023
ISBN 10: 163905426X
ISBN 13: 9781639054268
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Paperback. Zustand: As New. No Jacket. Pages are clean and are not marred by notes or folds of any kind. ~ ThriftBooks: Read More, Spend Less. Bestandsnummer des Verkäufers G163905426XI2N00
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Fund Director's Guidebook, Fifth Edition
Anbieter: Rarewaves USA, HEBRON, KY, USA
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Paperback. Zustand: New. 5th. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Bestandsnummer des Verkäufers LU-9781639054268
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Fund Director's Guidebook, Fifth Edition
Anbieter: Rarewaves USA United, HEBRON, KY, USA
Verkäuferbewertung 5 von 5 Sternen
Paperback. Zustand: New. 5th. This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more. Bestandsnummer des Verkäufers LU-9781639054268
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