Securities Regulation in a Nutshell (Nutshells) - Softcover

Hazen, Thomas

Softcover

ISBN 10: 168328318X ISBN 13: 9781683283188

Verlag: Foundation Press, 2016

Inhaltsangabe

This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory system. An authoritative summary, it covers the essential background and current status of each major area, while keeping details and citations to a minimum. It discusses the regulations governing public offerings, public companies, exemptions from SEC disclosure requirements, securities broker-dealers, as well as investment companies and investment advisers. It also explores sanctions, civil liabilities, and extraterritorial application. This edition includes recent developments including the Dodd-Frank Act as well as the JOBS Act, including the new crowdfunding and expanded Regulation A exemptions.

Details zur Ausgabe

• Verlag: Foundation Press
• Erscheinungsdatum: 2016
• Sprache: Englisch
• ISBN 10: 168328318X
• ISBN 13: 9781683283188
• Einband: Taschenbuch
• Anzahl der Seiten: 449
• Kontakt zum Hersteller: Nicht verfügbar
• Verantwortliche Person: Nicht verfügbar