SIE Exam Practice Question Workbook: Seven Full-Length Practice Exams (2020 Edition) - Softcover

Coventry House Publishing

Softcover

ISBN 10: 1734581972 ISBN 13: 9781734581973

Verlag: Coventry House Publishing, 2020

Inhaltsangabe

Message from the publisher: This book contains short, concise questions and answers that are intended to reinforce SIE topics already learned. It does not include lengthy paragraph style questions and answers that are provided by other SIE exam providers.

The SIE Exam Practice Question Workbook provides seven full-length practice tests to prepare for the demanding Securities Industry Essentials (SIE) Exam. Master exam topics with intensive practice in the areas you’ll find on the test. All questions are test-level difficulty and focused solely on helping you pass. Whether you’re challenging the exam for the first time or trying again after an unsuccessful attempt, you will learn the critical skills needed to master the exam.

Included are seven full-length 75-question exams covering the following topics:
• Knowledge of capital markets
• Understanding products and their risks
• Trading, customer accounts, and prohibited activities
• Overview of the regulatory framework

About the SIE Exam

The Securities Industry Essentials Exam is a new FINRA exam for prospective securities industry professionals. This introductory-level exam assesses a candidate’s knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. In order to become registered to engage in securities business, an individual must pass the SIE exam and a qualification exam appropriate for the type of business the individual will engage in.

Details zur Ausgabe

• Verlag: Coventry House Publishing
• Erscheinungsdatum: 2020
• Sprache: Englisch
• ISBN 10: 1734581972
• ISBN 13: 9781734581973
• Einband: Paperback
• Kontakt zum Hersteller: Nicht verfügbar
• Verantwortliche Person: Nicht verfügbar