Research Handbook on Securities Regulation in the United States (Research Handbooks in Financial Law series) - Hardcover

Hardcover

ISBN 10: 1782540067 ISBN 13: 9781782540069

Verlag: Edward Elgar Publishing Ltd, 2014

Über diesen Titel

Reseña del editor:

This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process. Scholars and students of financial law, banking and regulatory law will find this book a useful resource, as will attorneys, compliance professionals, risk-mitigation professionals and corporate leaders.

Biografía del autor:

Edited by Jerry W. Markham, Professor of Law, Florida International University at Miami and Rigers Gjyshi, Senior Compliance Associate, The PNC Financial Services Group, Inc., US

Über diese Auflage

• Verlag: Edward Elgar Publishing Ltd
• Erscheinungsdatum: 2014
• ISBN 10: 1782540067
• ISBN 13: 9781782540069
• Einband: Tapa dura
• Anzahl der Seiten: 576
• Herausgeber: Markham Jerry, Gjyshi Rigers