Financial Services Authority Regulation and Risk-Based Compliance - Softcover

Haynes, Andrew; Bazley, Stuart

 
9781845922498: Financial Services Authority Regulation and Risk-Based Compliance
Softcover
ISBN 10: 1845922492 ISBN 13: 9781845922498
Verlag: BLOOMSBURY PROFESSIONAL, 2006

Inhaltsangabe

Previously entitled "Risk-Based Compliance" this unique guide to the role of risk-based FSA regulation compliance in the financial services industry has been fully updated and comprehensively re-written. Focusing on the latest due diligence mechanisms, the guidance and information provided ensures financial services organisations can accurately and confidently comply with their legal responsibilities. This advice and information includes: operating a risk-based approach to regulation, FSA supervision of regulated firms, financial services and markets tribunals, the EU's Financial Services Action Plan, and the FSA Tribunal decisions.

Die Inhaltsangabe kann sich auf eine andere Ausgabe dieses Titels beziehen.

Verlag
BLOOMSBURY PROFESSIONAL
Erscheinungsdatum
2006
Sprache
Englisch
ISBN 10 
1845922492
ISBN 13 
9781845922498
Einband
Taschenbuch
Anzahl der Seiten
496
Kontakt zum Hersteller
Nicht verfügbar
Verantwortliche Person
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