Mutual Fund Trading Abuses. Hearing, June 7, 2005

U.S. House of Representatives, Committee on the Judiciary, Subcommittee on Commercial and Administrative Law

ISBN 10: 0160740215 / ISBN 13: 9780160740213

Verlag: GPO, Washington, DC, 2005

Beschreibung

101, wraps, tables, footnotes. Serial No. 109-42. In the fall of 2003, the New York State Attorney announced what would become the first of many law enforcement initiatives that were intended to ferret out mutual fund trading abuses. In the fall and winter of 2003 there were shocking instances of such abuses, including illegal and questionable practices such as late trading and market timing. As the scandals unfolded, questions were raised about the operations and effectiveness of the Securities and Exchange Commission. The General Accounting Office (GAO) looked into the situation. This hearing provided an opportunity for the GAO to report on its findings and recommendations, and to allow the SEC and others to respond to them. Bestandsnummer des Verkäufers 50500

Bibliografische Details

Titel: Mutual Fund Trading Abuses. Hearing, June 7,...

Verlag: GPO, Washington, DC

Erscheinungsdatum: 2005

Einband: Hardcover

Zustand: very good

Auflage: First? Edition. First? Printing.