Calvert tracey (151 Ergebnisse)

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Paperback. Zustand: new. Paperback. Written in an easily accessible Q&A format, this book offers assistance to those regulated by the SRA or employed in SRA-regulated firms. It gives insight into the risk management of conflicts of interests as well as the duties relating to confidentiality and disclosure. All information is presented in a user-friendly manner, providing a clear examination of the main considerations, offering compliance tips designed to mitigate the risks together with signposts to further resources.Key areas covered include:regulatory requirementsprofessional ethicsconflicts of interestconfidentialitydisclosurepractice area-specific conflictsduties to clients and to the firmpractical compliance guidancereporting serious breaches to the SRA.This book is an essential companion for lawyers and non-lawyers alike to manage the regulatory and ethical duties connected with conflicts of interests and confidentiality and disclosure duties. Written in an accessible style, it can be dipped into as required, read cover to cover or used as a basis for training. With an easily accessible Q&A format, this book will provide anyone regulated by the SRA or employed in an SRA-regulated firm with key knowledge about risk management of conflicts of interests and duties that relate to confidentiality and disclosure. Shipping may be from multiple locations in the US or from the UK, depending on stock availability.…

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Paperback. Zustand: new. Paperback. Compliance and Ethics in Law Firms provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring that they comply with the SRA's rules (such as COLPs, COFAs and learning and development professionals). There are regulatory and legal consequences both for these individuals and for their firms if they fail to demonstrate the correct behaviours. It is therefore essential that everyone who works in a law firm understands the compliance and ethical requirements of SRA regulations.The second edition of this book has been updated to aid compliance with the SRA Standards and Regulations, which replaced the SRA Handbook in November 2019, as well as relevant tribunal decisions. The text has been revised to take account of the Money Laundering Regulations 2017, the Criminal Finances Act 2017, the EU General Data Protection Regulation (GDPR) and the Data Protection Act 2018.These changes are of great significance and this edition will explain them and provide the reader with a toolkit of regulatory and ethical knowledge which can be applied to their specific circumstances. This essential reference book provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring that they comply with the SRA's rules. Shipping may be from multiple locations in the US or from the UK, depending on stock availability. …

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Book & Merchandise. Zustand: new. Book & Merchandise. Every year firms close for a variety of reasons, including sale or merger, but what happens if you haven't prepared to exit the market? The Solicitors Regulation Authority (SRA) has stressed the need for firms to have an exit strategy in place to prepare for this eventuality, meet regulatory requirements and good practice standards, and avoid potential fines.The Exit Strategies Toolkit contains a mixture of commentary, procedural checklists, such as a notification checklist, draft policies and precedents, including sample letters to PI insurers and the SRA, to help you to prepare for this eventuality. Every year firms close for a variety of reasons, including sale or merger, but what happens if you haven't prepared to exit the market? This toolkit contains a mixture of commentary, procedural checklists, draft policies and precedents to help you to prepare for this eventuality. Shipping may be from multiple locations in the US or from the UK, depending on stock availability.…

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