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Mutual Fund Trading Abuses: Hearing Before the Subcommittee on Commercial and Administrative Law of the Committee on the Judiciary, House of Repre - Hardcover
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- VerlagNot Avail
- Erscheinungsdatum2005
- ISBN 10 0160740215
- ISBN 13 9780160740213
- EinbandHardcover
- Anzahl der Seiten101
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Mutual Fund Trading Abuses. Hearing, June 7, 2005
Verlag:
GPO, Washington, DC
(2005)
ISBN 10: 0160740215
ISBN 13: 9780160740213
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Buchbeschreibung Zustand: very good. First? Edition. First? Printing. 101, wraps, tables, footnotes. Serial No. 109-42. In the fall of 2003, the New York State Attorney announced what would become the first of many law enforcement initiatives that were intended to ferret out mutual fund trading abuses. In the fall and winter of 2003 there were shocking instances of such abuses, including illegal and questionable practices such as late trading and market timing. As the scandals unfolded, questions were raised about the operations and effectiveness of the Securities and Exchange Commission. The General Accounting Office (GAO) looked into the situation. This hearing provided an opportunity for the GAO to report on its findings and recommendations, and to allow the SEC and others to respond to them. Bestandsnummer des Verkäufers 50500
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