Fund Director's Guidebook, Fifth Edition

Sprache: Englisch

Verlag: American Bar Association, 2025

163905426X / 9781639054268

Anbieter: World of Books Inc, Montgomery, IL, USAWorld of Books Inc

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Artikelbeschreibung des Verkäufers

This updated fifth edition reflects a large number of updates since 2015, covering significant completed and pending rulemakings and other initiatives by the SEC, including those relating to the following: liquidity risk and cybersecurity risk management; exchange traded funds; the use of funds of derivatives; fair valuation; funds investing in other funds; money market fund ("MMF") reform fund names; environmental (including climate), social, and governance ("ESG") investing; and industry developments including LIBOR transition, responses to the COVID-19 pandemic, and greater focus on diversity, equity, and inclusion.To assist directors of investment companies registered under the Investment Company Act of 1940 in fulfilling their responsibilities, this guide provides:an overview of functions, responsibilities, and potential liabilities of fund directors, under both the federal securities laws (including the 1940 Act) and corporate law generally;information about the structure and operations of the board and its relationship to the investment adviser, the distributor, and others important to the fund;assistance to directors in discharging their responsibilities by providing them with enough information to enable them to understand their duties and to ask the right questions;suggestions as to how independent directors can best fulfill their responsibilities by reference to industry practice and legal requirements;and more.…

Bestandsnummer des Verkäufers CIN163905426XG

Titel
Fund Director's Guidebook, Fifth Edition
Autor
Aba Business Law Section Federal Regulation Of Securities Committee
Verlag
American Bar Association
Erscheinungsjahr
2025
Zustand
Good
Sprache
Englisch
ISBN-10
163905426X
ISBN-13
9781639054268

World of Books Inc

Montgomery, IL, USA

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Verkäufer:in bei AbeBooks seit 23. März 2026

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